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The government needs to act to benefit business and the wider economy
Several large US mutual fund managers have filed to add Vanguard-style exchange traded fund sleeves
Finra orders two Stifel divisions to pay $2.3mn after losses incurred by 381 customers who held the products too long
Move comes as authorities face $9bn in legal claims over rescue of failed bank
Investors need to ready for the T+1 change in processing or risk unwelcome costs
Executives fear end of outsized returns after Beijing targets small cap trading strategies
Act aims to impose penalties on funds that track indices that include Chinese companies
There is no perfect answer for how best to align the motivations of management and investors
Potential for forced sales arises after Miami firm comes under scrutiny over football investments
Shadow City minister says UK chancellor’s inaction has ‘left millions of consumers at risk from bad actors’
Esma levies rare penalty against Scope over failures to manage conflicts of interest
Regulator extends rules for 18 months to fix Brussels’ legal misdrafting
Regulator’s request to judge reflects argument that many digital assets qualify as securities
Richard Moriarty criticises ‘serious gaps’ in regulatory toolkit of Financial Reporting Council
FCA says those who flout rules around financial promotions face potential criminal prosecution
Finma uncovers millions of francs in unexplained payments by Banque Audi to senior political figures
US-style ‘spot’ funds are not available to retail customers on the continent — but similar products are
What regulator could be against safer lenders at the heart of our financial system?
Hume-Kendall had been accused by administrators to failed investment firm of using investors’ savings to fund lifestyle
FDIC to increase scrutiny for deals creating lenders with more than $100bn in assets
Landmark lawsuit is Biden administration’s first big antitrust action against iPhone maker
Arrest of Nvayo’s Christopher Scanlon raises questions about FCA’s ability to oversee digital payments sector
Markus Jooste issued with $25mn penalty by financial watchdog for his role in accounting scandal
FTSE 250 merchant bank takes ‘prudent’ measures to strengthen its balance sheet amid FCA review
America’s regulators are proposing a regime that is stricter than the globally agreed standard, provoking a backlash from its banks
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