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Financial Conduct Authority says it will use ‘regulatory tools to intervene’ if lenders are not prepared for hit
The SEC takes aim at institutional prime money market funds
Despite government pledges to make Britain a leader in digital assets, retail investors remain without regulated options
Licensed trading facility looks overseas as 24 companies vie for regulatory approval
SEC, OCC and Treasury follow the Federal Reserve in looking into handling of potentially risky clients
The former star fund manager is challenging the UK watchdog’s preliminary findings over the investment scandal
SEC rules on departure fees for institutional prime money market funds will drive up costs, say firms
UK regulator says asset managers should be able to pay for ‘bundled’ research and trading fees
FDIC chair Martin Gruenberg says US watchdogs would shut down a giant failing bank
Excess capital may find its way to investors in the form of buybacks and dividends if capital requirements are pared back
Treasurer Jim Chalmers warns economy is not ‘competitive enough as it stands’
US regulator notches a victory in its crackdown on the crypto sector
The government needs to act to benefit business and the wider economy
Several large US mutual fund managers have filed to add Vanguard-style exchange traded fund sleeves
Finra orders two Stifel divisions to pay $2.3mn after losses incurred by 381 customers who held the products too long
Move comes as authorities face $9bn in legal claims over rescue of failed bank
Investors need to ready for the T+1 change in processing or risk unwelcome costs
Executives fear end of outsized returns after Beijing targets small cap trading strategies
Act aims to impose penalties on funds that track indices that include Chinese companies
There is no perfect answer for how best to align the motivations of management and investors
Potential for forced sales arises after Miami firm comes under scrutiny over football investments
Shadow City minister says UK chancellor’s inaction has ‘left millions of consumers at risk from bad actors’
Esma levies rare penalty against Scope over failures to manage conflicts of interest
Regulator extends rules for 18 months to fix Brussels’ legal misdrafting
Regulator’s request to judge reflects argument that many digital assets qualify as securities
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