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Asset manager’s settlement with US regulator includes historic $19mn penalty over greenwashing allegations
If a financial tremor comes along, investors might flee to FDIC-guaranteed deposits
CFTC says political-control contracts offered by futures market would be ‘contrary to the public interest’
Changes require ETFs and mutual funds to hold 80% of their assets in line with their labels
Overhaul would require 80% of a fund’s portfolio to match its name
Securities and Exchange Commission faults ride-hailing app for failing to disclose role of director in deal
It must be made easier for regulators to act intelligently and independently
New regulations on disclosure and expenses are ‘keeping general counsels up at night’
Lawsuit says market maker’s flawed system gave proprietary traders ‘nearly unfettered access’ to material data
JPMorgan chief ‘wouldn’t be a big buyer’ as industry fights Fed’s Basel III implementation
Gary Gensler faces legal challenges over SEC’s authority as he pursues ambitious reforms
With no consensus in Congress, the watchdog is relying on judges to agree with its measures
US regulator’s report says it could have done more to address risks before bank failed
Plus, private funds sue the SEC
Top financial policymakers step up concerns over impact of bets on bonds
Diana B Henriques’ history of Wall Street and Washington from the late 1920s to the start of the second world war is both riveting and timely
New measures are an important step to protect the US and world economies against future financial crises
Plaintiffs ask the court to intervene on US regulator’s measures they say will harm the industry and their investors
Regulator defers decisions on the first US exchange traded funds that invest directly in the cryptocurrency
US bank stops taking on riskier clients, according to people with knowledge of the warning
US watchdog has proposed 47 rules affecting market participants under chair’s leadership
Adventures in the US legal system
Despite a win for the besieged crypto industry, there is no guarantee that regulators are ready to open the floodgates
Futures and cash markets . . . what’s the difference, really?
Price of crypto token shoots higher after regulator’s decision to reject application found to be ‘arbitrary’
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