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    • Friday, 5 August, 2022
      Cryptocurrencies
      SEC crypto clampdown puts digital asset industry on notice

      Wall Street’s top cop has been using traditional finance rules to police industry

    • Thursday, 4 August, 2022
      Goldman Sachs Group
      Goldman credit card business under investigation by consumer finance watchdog

      Wall Street bank contends with retail headaches after push to diversify from trading and deals

    • Monday, 1 August, 2022
      Inside BusinessTabby Kinder
      Crunch looms in China-US wrangle over delistings

      Negotiations over inspections of company audits nearly out of time

    • Monday, 1 August, 2022
      Alibaba
      Alibaba to ‘strive’ to keep New York listing despite addition to SEC watchlist

      Chinese tech group was added to a US register of companies facing delisting in 2024

    • Wednesday, 27 July, 2022
      InterviewBig tech
      Top US regulator fires warning shot after Apple’s push into lending

      Rohit Chopra says his agency will take a ‘very careful look’ at Big Tech’s foray into buy now, pay later

    • Monday, 25 July, 2022
      Insider trading
      Former Goldman banker accused of passing inside tips to squash partner

      Ex-congressman among nine defendants cited by federal prosecutors for insider trading schemes

    • Monday, 25 July, 2022
      Chinese business & finance
      Beijing plans three-tier data strategy to avoid US delistings

      Chinese companies have a 2024 deadline to comply with Washington’s new audit rules

    • Tuesday, 12 July, 2022
      ETF HubLatest news on ETFs
      SEC warns investors about new single-stock leveraged ETFs

      Products carry ‘greater volatility and risk’ compared with holding the underlying asset, says US regulator

    • Monday, 11 July, 2022
      SEC to rescind Trump-era rule for proxy advisers

      Companies backed requirement that ISS and Glass Lewis tell them voting recommendations

    • Wednesday, 6 July, 2022
      Brooke Masters
      Supreme Court EPA ruling puts regulators in handcuffs

      Conservatives are rejoicing now but, if scandals result, the backlash could be severe

    • Monday, 4 July, 2022
      News in-depthUS politics & policy
      Supreme Court ruling casts doubt on powers of US regulators

      Rules governing financial markets and crypto could be open to legal challenge after EPA decision

    • Thursday, 30 June, 2022
      US Treasury bonds
      Treasury market reforms draw flak from funds and high-speed traders

      SEC proposal requiring dealer registration would increase capital requirements and scrutiny

    • Thursday, 30 June, 2022
      Cryptocurrencies
      Crypto fund Grayscale launches lawsuit after SEC rejects ETF plan

      Digital asset manager challenges rejection of application to convert $40bn trust into exchange traded fund

    • Tuesday, 28 June, 2022
      EY
      EY agrees record $100mn US settlement over ethics exam cheating

      SEC alleges ‘breaches of trust’ involving dozens of employees at Big Four audit firm

    • Monday, 27 June, 2022
      US banks
      Stress tests drive higher capital requirements at 3 biggest US banks

      JPMorgan, Bank of America and Citigroup tier-one ratios to rise about 1 percentage point

    • Friday, 24 June, 2022
      InterviewCryptocurrencies
      SEC chair urges ‘one rule book’ for crypto to avoid gaps in oversight

      Gary Gensler seeks to share information with derivatives agency to better regulate digital assets

    • Thursday, 16 June, 2022
      SEC looks at stricter rules for index providers

      S&P Global and MSCI could be reclassified as investment advisers by US regulator

    • Tuesday, 14 June, 2022
      Credit Suisse Group AG
      Credit Suisse banker removed from role for unauthorised messages to clients

      Action taken as regulators target industry’s use of private applications to conduct business

    • Monday, 13 June, 2022
      Charles Schwab
      Charles Schwab to pay $187mn settlement to robo-adviser clients

      SEC slams ‘egregious’ allocations of customer money that extracted ‘hidden costs’

    • Monday, 13 June, 2022
      US unions accuse hedge funds of claiming ‘false’ alliance in battle against SEC rules

      AFL-CIO says they do not support activist investors opposed to post-Archegos transparency drive

    • Friday, 10 June, 2022
      Stablecoins
      US court orders Terraform Labs’ chief to comply with SEC subpoenas

      Do Kwon told to submit information on digital token trading network

    • Friday, 10 June, 2022
      Markets InsightSheila Bair
      Regulate stablecoins. Please!

      It is time for regulators to get creative and use their current powers to act

    • Thursday, 9 June, 2022
      InterviewFederal Trade Commission US
      Khan vows ‘muscular’ US antitrust approach on private equity deals

      FTC chair warns of ‘life and death consequences’ when buyout groups own broad sectors of economy

    • Thursday, 9 June, 2022
      Special purpose acquisition companies
      Spac boom dies as wary investors retreat

      Rising interest rates and the prospect of tougher regulation have deepened the challenges facing the market

    • Thursday, 9 June, 2022
      FT News Briefing podcast10 min listen
      SEC chair reviews ‘uneven’ US equities market

      Bleeding stops in US municipal bond market as investors seek slowdown protection

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